2016年7月19日 · The framework was updated to grant award-eligibility to company directors, officers, chief compliance officers (CCOs), in-house and external counsel, and culpable informants. Rewards to informants that participate in misconduct will be judged against the severity of the offence.

2012年9月19日 · By Bora Yagiz. NEW YORK, Sept. 19 (Thomson Reuters Accelus) – The question what distinguishes a “trading account” from a legitimate liquidity management program will be a primary concern as no less than four regulators, namely the Federal Reserve, the Securities and Exchange Commission (SEC), the Federal Deposit Insurance Corporation, and …